In the Journal of Asian Cultures (Vol.1, March 1999), the author respectively
discussed the relationship that such restrictions presupposed for interdependence
between the emperor and his ministers and the functions of the remonstrators
(jianguan 諫官) and censors (yushi 御史) who were in constant factional
struggles, through the facts of the political history. Restrictions are
one of the characteristic features of Chinese political history. Even imperial
sovereignty could not free itself from them. Therefore the author describes
the relationship between the emperor and his ministers as an arch bridge
rather than the usual pyramid. Another important characteristic of Chinese
political history is factional grouping. The author thinks that the key
point to understanding Chinese political history is to start with factional
struggle.
As a continuation of the paper mentioned above, this paper firstly
examines the background of the view of the sovereign autocracy that has
dominated Chinese history research during the 20th century, and explains
the process and method of the author’s approach to imperial sovereignty.
The author thinks attention should be paid to the operation of systems
being in a dynamic state, rather than the regulations of systems in a static
state. Before starting the discussion, the author defines his concept of
imperial sovereignty, which, under the centralization of state power as
having two aspects, public and private aspects. However, essentially these
aspects are still a part of the state power system. Then, the author examines
1) the influence of pre-Qin dynasty ideological thinker’s view of sovereignty
upon the literati and officialdom of the later generations and 2) the literati
and officialdom’s view of imperial sovereignty formed in long-term political
practice. The author concludes that pre-Qin dynasty ideological thinker’s
view of sovereign endowed the literati and officialdom of later generations
with a political morality for criticizing the emperor’s faults frankly.
The sovereign system made it possible for the emperor to err and interpret
imperial sovereignty as his personal power, but criticism by the literati
and officialdom aimed at bringing the emperor in line with the standard
of the state power system. The image of the emperor created by the political
ideals of the literati and officialdom inevitably brought imperial sovereignty
in essence to a lower level, thus forcing it to become a symbol.
There are other reasons why imperial sovereignty moved towards being
a symbol, the author thinks that with the exception those emperors who
founded dynasties and held power in their own hands, most succeeding emperors
had no such ability for various reasons as all hereditary systems in the
world history. For succeeding emperors, the significance of being an emperor
is to function as a symbol of status not a power holder. In addition, along
with the gradual completion of each political system and bureaucratization
of government administration in more and more detail, the emperor had less
and less chance to take part in the government. The emperor was wrapped
in holy light while the government headed by the premier played an increasingly
important role in policy decisions. From this point of view, a more and
more mature political system itself tends to exclude of the imperial sovereignty.
This change reflects a separation of power from authority; That is to say,
imperial sovereignty in Chinese history went through a process from absolute
power in essence to absolute symbolic authority.
Finally, as to problems that remain to be discussed in the future, the
author suggests, based on the present study, that China might have developed
into a constitutional monarchy, if not so many unexpected incidents had
happened.